-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, hmadyOCJIMpiK1qGgJY4lN134C/Or6IwznPkqM3HVKaB0eW/+rlL/2dkQG7aiXMY 4BBtUVr4CeYfF1dGL3nH8Q== 0000056873-94-000098.txt : 19940714 0000056873-94-000098.hdr.sgml : 19940714 ACCESSION NUMBER: 0000056873-94-000098 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940713 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: 5411 IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32470 FILM NUMBER: 94538707 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137624000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: 5411 IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137624000 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D Schedule 13D/A Amendment No. 1 Hook-SupeRx, Inc. Common Stock Cusip No. 439006-10-7 Paul Heldman The Kroger Co. 1014 Vine Street, Cincinnati, OH 45202-1100 (513) 762-4421 Filing Fee: No CUSIP NO. 439006-10-7 Item 1: Reporting Person - The Kroger Co. Item 7: 3,670,455 Item 9: 3,670,455 Item 11: 3,670,455 Item 13: 17.5% CUSIP No. 439006-10-7 Schedule 13D/A Item 1. Security and Issuer - ----------------------------- Common Stock, par value $.01 per share Hook-SupeRx, Inc. (the "Issuer") Principal Executive Officers of Issuer -------------------------------------- Name/Position Address ------------- -------- Philip E. Beekman 175 Tri-County Parkway Chairman of the Board, President Cincinnati, Ohio 45246 and Chief Executive Officer Timothy M. Mooney 175 Tri-County Parkway Senior Vice President; Chief Cincinnati, Ohio 45246 Financial Officer Gayl W. Doster 75 Sabin Street Executive Vice President Pawtucket, Rhode Island Strategic Planning and 02860 Administration Thomas E. Stilgenbauer 175 Tri-County Parkway Vice President, Store Operations Cincinnati, Ohio 45246 William Z. Welsh, Jr. 75 Sabin Street Vice President, Marketing Pawtucket, Rhode Island 02860 Richard R. Powis 2800 Enterprise Street Vice President, Pharmacy Services Indianapolis, Indiana 46219 Robert L. Griffith 175 Tri-County Parkway Vice President; Chief Human Cincinnati, Ohio 45246 Resource Officer William E. Montgomery 175 Tri-County Parkway Vice President and Controller Cincinnati, Ohio 45246 Clyde N. Ballsrud 175 Tri-County Parkway Vice President, Property Cincinnati, Ohio 45246 CUSIP No. 439006-10-7 Schedule 13D/A Name/Position Address ------------- ------- Michael H. Jones 2800 Enterprise Street Vice President, Warehouse Indianapolis, Indiana 46219 and Distribution Jeffrey W. Williams 75 Sabin Street Vice President, Management Pawtucket, Rhode Island 02860 Information Systems Anthony L. Forcellini 175 Tri-County Parkway Treasurer Cincinnati, Ohio 45246 Raymond W. Rizzo 2800 Enterprise Street Secretary Indianapolis, Indiana 46219 Item 2. Identity and Background - ------- ----------------------- The Kroger Co., an Ohio corporation ("Kroger") 1014 Vine Street, Cincinnati, Ohio 45202-1100 Kroger's principal business is retail grocery stores and manufacturing facilities. Kroger has not, during the last five (5) years, (a) been convicted in any criminal proceedings, or (b) been a party to any civil proceedings regarding federal or state securities laws. Item 3. Source and Amount of Funds or Other Consideration - ------- ------------------------------------------------- Kroger acquired 500,000 shares of Issuer's Common Stock on June 10, 1992 for the purchase price of $13 per share utilizing funds from Kroger's working capital. Kroger previously held 13,875,000 shares of Issuer's Common Stock, which equated to 4,625,000 shares when the Issuer adopted a one-for-three reverse stock split of its Common Stock and subsequently offered its Common Stock for sale to the public on June 3, 1992. On July 5, 1994, Kroger made a charitable donation of 1,454,545 shares to The Kroger Co. Foundation. Item 4. Purpose of Transaction - ------- ---------------------- Kroger acquired the Issuer's Common Stock for investment purposes only. Kroger does not have any plans or proposals which relate to or would result in any material change in the Issuer's business or corporate structure. CUSIP No. 439006-10-7 Schedule 13D/A Item 5. Interest in Securities of the Issuer - ------- ------------------------------------ (a) 3,670,455 shares of Common Stock of the Issuer 17.5% of the Issuer's issued and outstanding Common Stock (b) 3,670,455 shares of Common Stock of the Issuer (c) Not Applicable. (d) Not Applicable. (e) Not Applicable. Item 6. Contracts, Arrangements, Understandings, or - ------- ------------------------------------------- Relationships with Respect to Securities of the Issuer ------------------------------------------------------ None Item 7. Material to be Filed as Exhibits - ------- -------------------------------- None Signature - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: July 12, 1994 THE KROGER CO. By: (Lawrence M. Turner) Lawrence M. Turner Vice President & Treasurer EX-99 2 SCHEDULE 13D ATTACHMENT SCHEDULE 13D Under the Securities Exchange Act of 1934 Hook-SupeRx, Inc. Common Stock CUSIP No. 439006-10-7 Paul Heldman, The Kroger Co., 1014 Vine Street, Cincinnati, OH 45202-1100 (513)762-4421 June 10, 1992 CUSIP No. 439006-10-7 Item 1: The Kroger Co. 31-0345740 Item 2: Not Applicable Item 4: WC Item 5: Not Applicable Item 6: Cincinnati, Ohio Item 7: 5,125,000 Item 8: Not Applicable Item 9: 5,125,000 Item 10: Not Applicable Item 11: 5,125,000 Item 12: Not Applicable Item 13: 24.7% Item 14: CO CUSIP No. 439006-10-7 Schedule 13D Item 1. Security and Issuer _______ ___________________ Common Stock, par value $.01 per share Hook-SupeRx, Inc. (the "Issuer") Principal Executive Officers of Issuer ______________________________________ Name/Position Address _____________ _______ Philip E. Beekman 175 Tri-County Parkway Chairman of the Board, President Cincinnati, Ohio 45246 and Chief Executive Officer Timothy M. Mooney 175 Tri-County Parkway Senior Vice President; Chief Cincinnati, Ohio 45246 Financial Officer Michael C. Moore 175 Tri-County Parkway Senior Vice President; Chief Cincinnati, Ohio 45246 Operating Officer Gayl W. Doster 75 Sabin Street Executive Vice President Pawtucket, Rhode Island President, Brooks Drugs, Inc. 02860 Russell D. Mesalam 2800 Enterprise Street Vice President; President, Indianapolis, IN 46219 The Hook Division Thomas E. Stilgenbauer 175 Tri-County Parkway Vice President, President, Cincinnati, Ohio 45246 The SupeRx Division CUSIP No. 439006-10-7 Schedule 13D Name/Position Address _____________ _______ Robert L. Griffith 175 Tri-County Parkway Vice President; Chief Human Cincinnati, Ohio 45246 Resource Officer William E. Montgomery 175 Tri-County Parkway Vice President and Controller Cincinnati, Ohio 45246 Clyde N. Ballsrud 175 Tri-County Parkway Vice President, Property Cincinnati, Ohio 45246 Michael H. Jones 2800 Enterprise Street Vice President, Warehouse Indianapolis, IN 46219 and Distribution Jeffrey W. Williams 75 Sabin Street Vice President, Management Pawtucket, Rhode Island Information Systems 02860 Anthony L. Forcellini 175 Tri-County Parkway Treasurer Cincinnati, Ohio 45246 Raymond W. Rizzo 2800 Enterprise Street Secretary Indianapolis, IN 46219 Item 2. Identity and Background _______ _______________________ The Kroger Co., an Ohio corporation ("Kroger") 1014 Vine Street, Cincinnati, Ohio 45202 Kroger's principal business is the operation of retail grocery stores and manufacturing facilities. Kroger has not, during the last five (5) years (a) been convicted in any criminal proceedings, or (b) been a party to any civil proceedings regarding federal or state securities laws. CUSIP No. 439006-10-7 Schedule 13D Item 3. Source and Amount of Funds or Other Consideration _______ _________________________________________________ Kroger acquired 500,000 shares of the Issuer's Common Stock on June 10, 1992, for the purchase price of $13 per share utilizing funds from Kroger's Working Capital. Kroger previously held 13,875,000 shares of the Issuer's Common Stock, which equated to 4,625,000 shares when the Issuer adopted a one-for-three reverse stock split of its Common Stock and subsequently offered its Common Stock for sale to the public on June 3, 1992. Item 4. Purpose of Transaction _______ ______________________ Kroger acquired the Issuer's Common Stock for investment purposes only. Kroger does not have any plans or proposals which relate to or would result in any material change in the Issuer's business or corporate structure. Item 5. Interest in Securities of the Issuer _______ ____________________________________ (a) 5,125,000 shares of Common Stock of the Issuer 24.7% of the Issuer's issued and outstanding Common Stock (b) 5,125,000 shares of Common Stock of the Issuer (c) On June 10, 1992, Kroger acquired 500,000 shares of the Issuer's Common Stock for the purchase price of $13 per share. The transaction was effected through Goldman, Sachs, & Co., New York, New York. (d) Not applicable (e) Not Applicable CUSIP No. 439006-10-7 Schedule 13D Item 6. Contracts, Arrangements, Understandings, or _______ ___________________________________________ Relationships with Respect to Securities of the Issuer ______________________________________________________ None Item 7. Material to be Filed as Exhibits _______ ________________________________ None Signature _________ After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: June 10, 1992 THE KROGER CO. (Paul W. Heldman) Paul W. Heldman Vice President, Secretary and General Counsel -----END PRIVACY-ENHANCED MESSAGE-----